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Warrant Information

Warrant Information

Cathay General Bancorp (the “Company”) has outstanding warrants to purchase shares of common stock of the Company (the “Warrants”). The Warrants are exercisable, in whole or in part, at any time and from time to time until December 5, 2018. Section 13 of the Global Warrant Certificate representing the Warrants contains provisions that require adjustment to the Exercise Price and the Warrant Share Number as a result of certain events, including in the event the Company declares and pays a quarterly cash dividend on its shares of common stock in excess of $0.105 per share.

The table below sets forth the effect of the dividend on the Exercise Price and Warrant Share Number, as calculated under the terms of the Global Warrant Certificate, the form of which was included as Exhibit 4.2 to the Company’s Form 10-K for the year ended December 31, 2013, which was filed with the Securities and Exchange Commission on March 3, 2014.

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Registrar & Transfer Agent

American Stock Transfer and Trust Company, LLC

time 6201 15th Avenue Brooklyn, NY 11219, Tel: 800-937-5449

Investor Contact

Georgia Lo

time 626-279-3296
Cathay Bank

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